CTP Form Submission FR CTP Form This is a form description placeholder. Submission InformationPlease provide information regarding the quarter the submission is for and the regulatory jurisdictions which the submission applies to.Submission status New Submission Amended Submission NotesPlease add any additional notes or comments related to the submissionAmended Submission Notes(Nécessaire)Please add any additional notes or comments related to the submissionDate of Original Submission MM slash JJ slash AAAA Period ending(Nécessaire) MM slash JJ slash AAAA Indicate the last date of the period the data submission is for.Jurisdictions(Nécessaire) Commission des valeurs mobilières d’Ontario British Columbia Securities Commission Alberta Securities Commission Financial and Consumer Affairs Authority of Saskatchewan La Commission des valeurs mobilières du Manitoba Autorité des marchés financiers Commission des services financiers et des services aux consommateurs Nova Scotia Securities Commission Office of the Superintendent of Securities for Prince Edward Island Newfoundland & Labrador Northwest Territories Nunavut Yukon Tout sélectionnerPlease note that if multiple or all jurisdictions are selected, the information submitted will be provided to the jurisdictions indicated. This will include all data within the files submitted if it contains information from multiple jurisdictions.Report Reporting Documents Nothing to report Submission TypesPlease upload documents based on the category grouping of each part of the data submission as instructed in the signed Decision or Pre-registration Undertaking.Aggregate reporting Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : xls, xlsx, csv, doc, docx, pdf, zip, Taille max. des fichiers : 3 GB. Please submit documents which relate to aggregate reporting of activity as requested in the signed Decision or pre-registration undertaking under the Data Reporting section.Blockchain addresses Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : xls, xlsx, csv, doc, docx, pdf, Taille max. des fichiers : 3 GB. Please submit the listing of blockchain addresses as requested in the signed Decision or pre-registration undertaking under Data Reporting.Complaints Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : xls, xlsx, doc, docx, pdf, Taille max. des fichiers : 3 GB. Please submit the details of any client complaints received and details of any fraudulent activity or cybersecurity incidents during the quarter as required under the Data Reporting section of the Decision or Pre-registration Undertaking.Insurance Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : xls, xlsx, doc, docx, pdf, Taille max. des fichiers : 3 GB. Please submit any quarterly reporting regarding the amount of any Crypto Assets held in hot wallets and the amount of the guarantee held as required under the Data Reporting section of the Decision or Pre-registration Undertaking.Account-level Reporting Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : csv, Taille max. des fichiers : 3 GB. Please submit account-level reporting as described in the Decision or Pre-registration Undertaking.Client limit reporting Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : xls, xlsx, doc, docx, pdf, Taille max. des fichiers : 3 GB. Please submit monthly client limit reporting as required under the Data Reporting section of the Decision or pre-registration undertakingMarketplace reporting Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : xls, xlsx, doc, docx, pdf, Taille max. des fichiers : 3 GB. Applicable only to platforms with Marketplace registration. Please submit data pertaining to traded value on a by pair basis, total number of executed client orders and quarterly statistics on its trade monitoring.Staking Services Reporting Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : xls, xlsx, doc, docx, pdf, Taille max. des fichiers : 3 GB. Please submit data pertaining to the Staking Services offered by the platform. Refer to the Staking Services Reporting requirements as per the terms and conditions of registration, the Decision or Pre-registration Undertaking.Other Déposez les fichiers ici ou Sélectionnez des fichiers Types de fichiers acceptés : xls, xlsx, csv, doc, docx, pdf, Taille max. des fichiers : 3 GB. Includes policies and procedures, other documents requested by regulator specific to reporting requirements. *Any registration specific items (Form 31-103F1, Form 33-109F5, etc.) should be submitted to the principal regulator and not through this portal. Partager: Share on LinkedIn Share on Facebook Share on Twitter
